Broker Check

SEC Order Routing Rule

BARRETT & COMPANY
THE WILCOX BUILDING
42 WEYBOSSET STREET
PROVIDENCE. RI 02903

The U.S. Securities and Exchange Commission's client disclosure rule, SEC Rule 606, requires all broker/dealers that route orders in equity and option securities to make available quarterly reports that present a general overview of their routing practices. The reports must identify the significant venues to which the client orders were routed for execution during the applicable quarter and disclose the material aspects of the broker/dealer's relationship with such venues.

Barrett & Company enters all equity orders through the order entry system of our clearing broker, National Financial Services LLC; and, with the exception of our clearing broker/introducing broker relationship with National Financial, we have no material relationships with any of the below-referenced venues. We do not receive any compensation or payment for order flow.


September 30, 2018