Identity Verification

To help the government fight the funding of terrorism and money-laundering activities, and to verify your identity, federal law requires that Barrett & Company and/or National Financial Services LLC (NFS), our clearing broker, obtain your name, date of birth, address, and a government-issued identification number (including social security number or tax identification number) before opening your account. In certain circumstances, Barrett & Company and/or NFS may obtain and verify this information with respect to any person(s) authorized to effect transactions in an account. For certain entities, such as trusts, estates, corporations, partnerships, or other organizations, identifying documentation is also required. Your account may be restricted and/or closed if Barrett & Company and/or NFS cannot verify this information. Barrett & Company and/or NFS will not be responsible for any losses or damages (including but not limited to lost opportunities) resulting from any failure to provide this information, or from any restriction placed upon, or closing of, your account.